About

Fernando Giannotti is a writer, economist, and comedian from Dayton, Ohio. He is a member of the comedy troupe '5 Barely Employable Guys.' He holds a B.A. in Economics and History and an M.S. in Finance from Vanderbilt University as well as a B.A. in the Liberal Arts from Hauss College. A self-labeled doctor of cryptozoology, he continues to live the gonzo-transcendentalist lifestyle and strives to live an examined life.

Sunday, July 27, 2014

Justification for Some Degree of a Socialist State

Justification for Some Degree of a Socialist State

            Often I have encountered individuals who hold very firm and passionate philosophical views on the nature of political systems.  Rarely, upon further questioning, have I found the majority of individuals to possess the ability to explain why they hold these passionate philosophical views on the nature of political systems.  Simply put, many feel very strongly about the importance of their political philosophy without being able to explain why.  One could hold a very strong belief in the importance of government welfare programs without being able to justify having government programs as a concept.  Upon rumination, I wondered if perhaps I could explain my own views.  The essay that follows is a running serious of thoughts designed at examining a society, individuals within that society, and the role of a government in a society and any responsibilities to the individual a government may have.  Again this essay is a though exercise and not a definite view of society or an expression of my views.  At the end of the though experiment in this essay, I came to see the need for government programs as well as free market competition.  Both vital and both need the other. 
            In general, a person cannot control who their parents are or where they are born as they are not born and unable to influence decisions.  If one holds a deterministic view of the world, perhaps influenced by particle physics theory, then they arrive at the conclusion that theoretically we do not have free will, and thus no control over the circumstances we are born into.  As well, a person exerts very little control over the environment they are raised in, one is almost most entirely at the mercy of exogenous forces well beyond their control.  All of these previous points taken together create seemingly random or predetermined circumstances into which individuals are born.  Any objective observer of humanity in any country and society on earth which humans inhabit, can reach a conclusion that people are born into different circumstances.  The seemingly arbitrary or predetermined disparity in the circumstances one is born into has been a vexing concern of humans for our entire history.  For the largest portion of human history the circumstances one was born into dictated the outcome of their life, from their occupation to their life expectancy to who they would marry.  The crushing reality of the predetermined circumstances of life must have been before in history, as it is now, extremely difficult to handle without an outlet to alleviate the pressure or a suitable explanation for the preordained circumstances of life.  Into this vacuum stepped religion, especially the religious concept of an afterlife.  The religious concept of an afterlife was the key to being able to cope with and find meaning in the seemingly random and arbitrary circumstances an individual may have found themselves born.  If the life being lived currently on earth was but a mere prelude to an infinitely longer and just afterlife, then the experiences, trials, and tribulations being experienced on earth would be bearable, even justified.  One’s trails and hardships could be a test by God to see if one was worthy or the next life.  Religion in many ways could be viewed, in part, as a way of intellectually rationalizing and justifying the human condition and the seemingly random disparities in living conditions in human society.  Religion and the concept of an afterlife made much of human existence bearable.  Religion was a way to explain the arbitrary circumstances into which individuals were born.  After the enlightenment and increased moves towards secular culture and society, the religious concept of heaven no longer held the same power to alleviate the disparity in living conditions, which were still primarily determined by the socio-economic conditions one was born into, humans experienced in society.  A new justification for the arbitrary disparity in socio-economic birth circumstances or ability to alleviate pressure caused by this disparity needed to emerge for people in society.  In the void left by religion stepped economics and government.
            John Stuart Mill, Alfred Marshall, Karl Marx, John Maynard Keyes, and many more economists were primarily concerned with alleviating the deplorable economic conditions ‘9/10s’ of human beings were born into and formed the cages which caused them to become trapped.  Whether through productivity gains, curing the business cycle, or other means, each tried to find ways produced by humans to ameliorate the arbitrariness of the socio-economic conditions into which one was born.  I think the most important take away from the previous paragraphs is that in a world where God does not exist or there is no way to prove of an afterlife with the promise of redemption in it, human beings must take action to ameliorate the randomness[1] and disparity of the conditions in a society into which individuals are born and live.  Without any guarantee of an afterlife, the one life individuals are born into is of paramount importance.  Based on a Judeo-Christian view of fairness that dominates secular western society, if individuals would like to make a fair society for all, that society must take it upon themselves to alleviate a degree of the randomness of circumstances of individuals’ birth.  Again, in a world without God, individuals must create a solution to make society fairer.
            What actions a society must take to produce a society where individuals are not trapped by the socio-economic circumstance into which they are born is a highly debated issue.  The collective representation of society is generally a government, hopefully a representative democracy.  As individuals we come together with other individuals and sacrifice some personal freedoms for the benefits of a society that we could not obtain on our own but only with the combined efforts with others; hospitals and healthcare, avenues for trade that allow individuals to spend their time on other pursuits than growing or hunting our own food, schools, a police force protect citizens, a monetary system, a military to provide us with protection from outside threats, and so on.  The most common enabler and dispenser of these collective societal goods such as school systems and police forces is a government.  It would stand to reason that the best avenue then for mitigating the arbitrary nature of socio-economic circumstances inherited at birth would be a government, considering that a government already has most of the societal tools to mitigate circumstances of birth.  It would seem that a socialist state is the best method for taking action to create a fairer society.[2] 
            It is important to note that virtually all of people living in the world today already accept a socialistic society, only differing in degrees of socialism.  If a person has no moral qualms with sending their children to a public school, that is a school funded primarily by taxes, they have accepted a socialist program and by extension a socialistic state.  It would be very difficult to argue against a socialistic state in the absolute sense, but plausible to argue against the degree of a socialistic state.  As a result of this thinking, extending government programs to combat the arbitrary nature of birth socio-economic condition is merely an extension of the existing type of government.  Furthermore one could argue that socialistic programs already exist in the form of tax payer funded public schools, which are also meant to alleviate the disparity in parents ability to provide schooling for their children which is of course a socio-economic condition determined at birth.  Without public school, society would be left in a medieval state where only the wealthy can afford tutors for their children, who will be the only children to receive an education. 
            What the previous paragraphs are getting at is the need for government programs to combat the seemingly random nature and disparity in the socio-economic circumstances inherited at birth.  A socialist state with government programs is then a way of alleviating the seeming randomness and disparity in society originating from birth circumstances.[3]  Given that in a world without God or a guarantee of an afterlife where the world an individual is born into is all they may be able to live, it is imperative that that individual not be trapped by the socio-economic circumstances of their birth.
            It is important to recognize that by entering into a society we accept limitations on individuality and individual power.  These limitations cause much friction in the world as individuals confront these limitations to their own power.  An expansion of the socialistic state will only cause more limitations on individual power and create more frictions between the individual and society.  I do not think this process can be avoided.  A very real danger is that too many restrictions on individual power many inhibit the ability of the individual to reach their full potential, which most can agree is counterproductive to the goal socialistic government programs were first trying to conquer.  From the previous sentences, the operative question thus presented is as follows, is the collective potential of those raised by the socialist state to levels they could not have achieved in the circumstances they are born into greater than the loss of potential from increased societal restrictions to individuals?  I believe the aforementioned question to be of paramount importance when constructing socialistic government programs intended to ameliorate disparity in the socio-economic circumstances into which individuals are born.  We do not want to raise individuals from their socio-economic circumstances only to crush their individual potential by societal restrictions.[4]  So then how do we maximize the amelioration of random circumstances born into and minimize society inhibiting the greatness of individuals in the construction of the socialist state?                      
            In regards to the question posed above, expanding the socialistic state to its logical conclusion, which would be communism, does not satisfy both conditions of the posed in the question.  While a pure communistic state would eradicate any variance in socio-economic circumstances at birth, it would come at the cost of inhibiting the potential of individuals.  In such a regimented and structured society, more societal and government restrictions on personal behavior and exercise of personal power are an inevitable consequence of government efforts to eradicate any disparity in socio-economic circumstances inherited from birth.  In order to ensure no individual gains an advantage from their birth socio-economic circumstances a government would have to provide each individual with the same of virtually everything; the same education, the same food intake, same living accommodations, same healthcare opportunities, and so on.  A strictly pure communistic state would eradicate the disparity in inherited birth socio-economic circumstances, but would come at too high a cost in limiting personal freedom and potential.  This line of thinking is not condemning communism as an evil ideology, just as an ideology not suited to providing a solution to the current question posed.  If one wishes only to eliminate the disparity in birth socio-economic circumstances in society, communism will accomplish that goal, but not maximizing human potential.  So, socialistic government policies alone cannot solve the dilemma posed.  I think the solution to this problem involves the pairing of socialistic government programs with capitalistic competition, specifically regulated market competition.
                     I imagine the pairing in general working as follows; utilizing government policies enough to allow every citizen access to the field of play and once on the field of play, competition determines the success of an individual.  If disparities in socio-economic conditions arise, they may primarily arise from disparities in performance against competition on the field of play.  Government programs do not need to ensure that every individual arrives on the field with the same abilities and circumstances, there will be disparities in abilities of those who enter the field as in basketball with those of different heights and muscle masses, but government programs need to make sure every individual has access to the field of play.  Using basketball for a further example, Chris Paul is of below average height for the NBA, but he has been extraordinarily successful despite his smaller than average height, what was most important was that he was given the opportunity to prove himself.  I think government programs should be utilized to ameliorate disparities in birth socio-economic circumstances to the point that they allow everyone to participate in the economy and society[5], no more than is needed to give every individual access.  At the end of the reach of government programs is where regulated free market competition will pick up. 
            In a deterministic world being considered in this essay, individuals do not have any control over the socio-economic circumstances into which they are born.  Capitalistic competition offers the ability to take control over the course of one’s life, but this can only happen if one is not trapped by the socio-economic circumstances of their birth.  Government programs allow those to gain access to the field, but it is up to the individual to play well.  Capitalistic competition allows an individual to improve the socio-economic circumstances of their life, which they were prevented from having any control over at birth.  In a society and market based system that is based on ability and competition, one’s present abilities matter more than the circumstances of one’s birth.  The circumstances may give one an advantage in abilities, but they are not the final say, personal responsibility is the final say, it places most of the responsibility on the individual to do the best with their resources.  The job of social programs is to provide every person, regardless of birth circumstances, with the minimum level to compete.
                 So based on what has been written above, the keys to a fair society are both socialists programs and free market competition.  Socialist programs give everyone regardless of the circumstances they were born into the ability to compete with each other and with capitalistic competition, gives them a degree of control over their destiny.  Socialist programs create the playing field that is used to compete freely, but market competition is just as important, it gives people control over their outcome.  The only question is the degree of social programs.  I think they should provide the minimum needed for people to join the conversation or game. 



[1] Randomness in this context is ‘relative randomness’ or ‘seemingly random.’  In a theoretical deterministic worldview, nothing is random.  Due to practical limitations of the human mind, events seem random, so therefore for practical purposes they are random, although theoretically they are not.   
[2] Justification of socialism may depend on God.  Perhaps this assertion paints Jesus and his message in a new light.  Perhaps Jesus was advocating for helping the poor in a way to ameliorate the randomness of the world.
[3] From the ideas postulated above, the neo-conservative movement needs religion to justify their social and economic policies.  The prospect of an eternal reward or destination is central to allowing for a lack of social programs.  If God doesn’t exist, then their politics become much more difficult to defend.  God is a built in safety net for them, a built in social safety net.
[4] All of these justifications mentioned could be used to justify general tolerance and classic libertarianism.  As long as one is not impeding the livelihood of someone else or hurting anyone, once can be left to do what one wants to do.  The circumstances we are born into are arbitrary and out of our control, so putting limitations on them is just as arbitrary, unless they impede someone’s ability to live their life. 
[5] I am aware of the vague and non-specific nature of this assertion.  Any policy debate of any seriousness will hinge on the appropriate level of government programs.  As with the rest of this essay, that assertion is meant to be considered in the realm of abstract thought.  

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